Professional Fiduciaries

As a Professional Fiduciary, you are held to a higher standard. As Investment Adviser Representatives (IARs) of a Registered Investment Advisor, we are held to the fiduciary standard.

PEEK WEALTH supports Professional Fiduciaries with the complex financial decisions they face. As an independent firm, we are free from the conflicts of interest common at large institutions.

We offer white-glove service, deep expertise, and a Modern Portfolio Theory-based approach, with a strong focus on UPIA compliance and thoughtful diversification.

Our goal is to deliver trusted support and a solid financial foundation for Professional Fiduciaries, trustees, guardians, and conservators.

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PFAC

As active affiliate members of PFAC, we understand the unique demands Professional Fiduciaries navigate.

ProVisors

Our involvement with ProVisors connects us to a deep community of attorneys, CPAs, and other specialists.

PASD

Our affiliate membership with PASD allows us to extend large community of probate and estate attorneys to you.

ITA

As affiliate members of ITA, we understand the responsibilities of Professional Fiduciaries.

Investment Management for Professional Fiduciaries

As a Professional Fiduciary, you’re responsible for making investment decisions on someone else’s behalf - which includes protecting yourself from personal liability. Compliance with the Uniform Prudent Investor Act (UPIA) is a key part of that responsibility, providing clear principles for managing trust assets.

At PEEK WEALTH, we use the UPIA as a foundation for our investment process. A core principle is evaluating each investment within the context of the full portfolio, aligned with the client’s goals and risk tolerance. We focus on diversification, tax sensitivity, cost efficiency, and the broader economic environment to help you stay informed and confident in your role.

Issues to Consider When Reviewing Investments

Special Needs Trusts (SNTs): Thoughtful Strategy Meets Practical Support

Special Needs Trusts require a unique and thoughtful approach. These trusts are designed to support individuals who cannot manage their own finances - whether due to disability, personal injury, or settlement proceeds- while allowing continued access to essential government benefits.

Because the needs of SNT beneficiaries are often complex, they require trustees who have both sensitivity and specialized expertise.

At PEEK WEALTH, we bring deep experience in managing SNTs. We provide comprehensive support, including connections to trusted professionals such as attorneys, accountants, and Medicare consultants. We also build portfolios specifically designed to remain compliant with the UPIA - focusing on goal alignment, appropriate risk-return balance, tax considerations, and meaningful diversification.

What Issues Should I Consider For My Child With Special Needs?

Financial Planning for Professional Fiduciaries

At PEEK WEALTH, we offer a comprehensive range of financial planning services tailored to meet the unique needs of each of your clients. Whether you're supporting a Special Needs Trust or guiding an aging client through income planning, we’re here to provide the expertise and insight needed at every stage.

Do you have the tools to confidently project how long a client’s resources may last?

Can you clearly demonstrate the long-term tax implications of withdrawing from one account type over another?

Are you reviewing your clients’ tax returns annually and helping them understand where they stand from a tax perspective?

Let us do the heavy lifting- so you can act with confidence on your clients’ behalf: informed, supported, and never overwhelmed.

Through your role as Professional Fiduciary, we partner with you to provide thoughtful and customized guidance across all areas of financial planning: estate and family needs, retirement income strategies, risk management and insurance, investment planning, tax coordination, and charitable giving. For small business owners, we also offer guidance on employee benefits planning.

By engaging in open, honest conversations with you, we gain a deeper understanding of the values and goals that matter most to your clients. We help articulate key priorities like risk tolerance and time horizon- and ensure they are reflected in every recommendation we make.

With proactive communication and ongoing support, we help you stay on course and continue delivering trusted guidance to those who rely on you most.

What Issues Should I Consider When Reviewing My Estate Planning Documents?

Tax Planning for Professional Fiduciaries

Managing taxable investments without a clear understanding of a client's tax situation is like flying blind - and unfortunately, it's more common than it should be.

At PEEK WEALTH, tax planning is a core pillar of our comprehensive financial planning services. We review your clients' tax returns to uncover planning opportunities, reduce tax liabilities, and inform more strategic conversations on their behalf.

Tax planning is not the same as tax preparation. Prep focuses on compliance - what's owed each year. Planning starts where prep ends. It's proactive and forward-thinking - and it's something most large financial institutions simply don't provide.

Taxation Guide to Withdrawals and Income Sources

Professional Fiduciaries as Business Owners

Our services are for you too, not just your clients

You are in the business of serving others. Yet, you are also establishing your own financial independence.

We extend business owner services to all of our Professional Fiduciaries - so you can continue growing your business with PEEK WEALTH as a resource.

Outdated buy-sell agreement? No valuation estimate? We integrate those conversations directly into your financial plan alongside succession planning and your personal goals.

Issues to Consider as a Business Owner